CN 11-5366/S     ISSN 1673-1530
“风景园林,不只是一本期刊。”

城市形态对高密度城区PM2.5浓度的影响研究——以干旱区城市乌鲁木齐市主城区为例

Impact of Urban Morphology on PM2.5 Concentrations in High-Density Urban Areas: A Case Study of the Main Urban Area of Ürümqi, an Arid-Region City

  • 摘要:
    目的 本研究旨在量化高密度城市不同局地气候分区(local climate zone, LCZ)类型间PM2.5季节差异,揭示景观类型与空气颗粒物污染分布的关联性,识别影响PM2.5的主导因子及其作用机制。
    方法 以干旱区城市乌鲁木齐主城区为研究对象,基于LCZ框架,整合遥感、建筑及气象等多源数据,采用随机森林(random forest, RF)模型进行PM2.5浓度反演与LCZ分类,并运用XGBoost-SHAP模型解析二维景观、三维城市形态、高程及气象等因子对PM2.5的影响。
    结果 乌鲁木齐主城区PM2.5浓度呈“冬季高夏季低”的规律,空间上呈“北部高南部低、建成区高绿地区低”的规律。LCZ类型中,LCZ 10(工业区)与LCZ 2、3(高紧凑建筑)为高污染区,而LCZ A、B(林地类)则表现出对PM2.5显著的消减作用,PM2.5浓度持续偏低。除归一化植被指数(normalized difference vegetation index, NDVI)表现出线性关系外,其他关键因子均存在非线性阈值,各类影响因子中,夏季NDVI主导控污,NDVI>0.25时夏季和冬季净化效能均明显变强,冬季裸地聚合度指数>85时扬尘剧增,且高紧凑LCZ组污染水平显著高于开放组;夏季气温>25 ℃时对PM2.5扩散有促进作用,而冬季气温<−10.2 ℃时易出现逆温滞留现象;海拔<800 m区域易形成污染洼地。
    结论 本研究首次量化了干旱区城市不同LCZ类型PM2.5污染的季节分异规律及关键影响因子的非线性阈值,为精准治污与空间规划提供了定量依据。

     

    Abstract:
    Objective Rapid urbanization in arid regions presents distinctive challenges for air quality management, particularly concerning fine particulate matter (PM2.5). This study aims to systematically quantify the seasonal dynamics of PM2.5 concentrations across different local climate zone (LCZ) types within a high-density arid city. It seeks to elucidate how two-dimensional landscape patterns and three-dimensional urban morphological characteristics jointly influence the spatial distribution of PM2.5, and to identify the dominant drivers and their nonlinear mechanisms in this unique climatic context.
    Methods The main urban area of Ürümqi, a representative high-density city in the arid northwest of China, was selected as the case study. A multi-source data fusion framework was condtructed, integrating satellite remote sensing data (Sentinel-2 and Landsat 8/9 imagery), vector-based architectural data, ground-based meteorological observations, and high-resolution topographic data. Methodologically, the study proceeded in two main stages within the overarching LCZ framework. First, a random forest (RF) model was employed to generate high-resolution (30-meter) seasonal PM2.5 concentration maps through inversion techniques and to perform a precise LCZ classification for the study area. Second, an eXtreme Gradient Boosting (XGBoost) machine learning regression model, coupled with the SHapley Additive exPlanations (SHAP) interpretability framework, was applied. This advanced analytical approach was used to deconvolve the relative importance and, more importantly, the nonlinear dependence and threshold effects of a comprehensive set of influencing factors. These factors encompassed two-dimensional landscape metrics, three-dimensional urban morphological indicators, elevation, and key meteorological parameters.
    Results The analysis revealed a pronounced seasonal pattern of “higher PM2.5 concentrations in winter and lower in summer” in Ürümqi’s main urban area, coupled with a spatial distribution characterized by “higher concentrations in the north than in the south, and in built-up areas compared to green spaces”. Significant differences in PM2.5 levels were observed among LCZ types. LCZ 10 (heavy industry) and the compact built types (LCZ 2, compact midrise and LCZ 3, compact low-rise) were identified as persistent high-pollution zones. In contrast, forested LCZ types (LCZ A, dense trees and LCZ B, scattered trees) exhibited a significant capacity to mitigate PM2.5, maintaining consistently low concentrations. Factor importance analysis indicated seasonal shifts in the dominant controls. The NDVI emerged as the most influential factor in summer, demonstrating a linear negative correlation with PM2.5. A threshold effect was observed, with NDVI values greater than 0.25 leading to a marked enhancement of its purifying effect during both seasons. In winter, air temperature and elevation (digital elevation model-DEM) became the predominant factors. Temperatures below −10.2 °C strongly favored the formation of temperature inversions, trapping pollutants near the surface. Concurrently, areas with elevations below 800 m, particularly in the northern basin, were prone to forming “cold-air pools” that exacerbated pollution accumulation. Other key nonlinear thresholds were identified: a bare land cohesion index (COHESIONBLG) exceeding 85 in winter led to a sharp increase in dust emission potential; an open-set LCZ cohesion index (COHESIONopen) greater than 88 facilitated better pollutant dispersion; and a temperature above 25°C in summer promoted vertical mixing and PM2.5 diffusion. Furthermore, the compact LCZ group consistently showed significantly higher pollution levels than the open-set LCZ group, highlighting the role of urban morphology in modulating air quality. SHAP analysis further quantified several other key nonlinear thresholds: a Bare Soil/Sand group cohesion index (COHESIONBLG) exceeding 85 in winter led to a sharp increase in dust emission potential; an open-built-type LCZ cohesion index (COHESIONopen) greater than 88 facilitated better pollutant dispersion; and a temperature above 25 °C in summer promoted vertical atmospheric mixing and PM2.5 dispersion. Furthermore, the compact LCZ group (LCZ 1−3) consistently exhibited significantly higher pollution levels than the open-set LCZ group (LCZ 4−6), unequivocally highlighting the decisive role of urban morphology compactness in modulating local air quality.
    Conclusion This study provides a comprehensive and quantitative analysis of the complex interplay between multi-dimensional urban morphology and PM2.5 pollution in an arid, high-density city, leveraging the standardized LCZ framework. It successfully advances the application of the LCZ scheme in arid-region air pollution research, moving beyond qualitative associations to delineate clear seasonal divergences in underlying controlling mechanisms. The principal contribution lies in the innovative integration of explainable machine learning (specifically, XGBoost-SHAP), which enabled precise quantification of critical nonlinear thresholds of key morphological, topographic, and meteorological factors. These findings transcend a merely deeper mechanistic understanding. The findings yield concrete, quantitative scientific evidence that can directly inform the development of precise, LCZ-type-specific and seasonally-adapted PM2.5 management strategies. Consequently, this study offers a robust, evidence-based foundation for optimizing urban spatial planning and urban design in Ürümqi and other arid-region cities that face similar air quality challenges.

     

/

返回文章
返回